COMPLIANCE AND REGULATORY SERVICES

Stay Compliant. Stay Protected. Stay in Business.

From annual filings to ROC changes, CAAFT manages every compliance obligation your company carries — so nothing lapses, penalties don't build up, and your business always stands on solid legal ground. Missing a deadline can mean late fees or director disqualification. We track every obligation, file on time, and handle every change so compliance is never a problem.

Clear Your Pending Filings

Rated 4.8/5 ⭐

on Google

Zero Missed

Deadlines

MCA, ROC &

Registrar Filings

Dedicated Compliance Manager

for Every Client

COMPANY COMPLIANCE SERVICES

Every registered company carries a mandatory annual compliance calendar. CAAFT manages the entire calendar — ensuring every filing is accurate and on time.

Private Limited Compliance

Complete annual compliance for Pvt Ltd companies — board meetings, annual returns, financial statements, and all MCA obligations managed without gaps.

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Public Limited Compliance

End-to-end statutory compliance for Public Limited Companies — including AGM compliance, enhanced disclosures, and all ROC filings under the Companies Act.

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One Person Company (OPC) Compliance

Annual compliance for OPCs — board resolutions, financial statements, and ROC filings, kept lean for single-director structures.

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Limited Liability Partnership (LLP) Compliance

Annual filing and compliance for LLPs — Form 11, Form 8, Statement of Accounts, and all LLP Agreement obligations managed end-to-end.

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FIRM COMPLIANCE SERVICES

Registered firms carry their own compliance obligations — often overlooked, but no less important. CAAFT ensures records, filings, and statutory requirements are consistently maintained.

Partnership Firm Compliance

Ongoing compliance for registered partnerships — books maintenance, registration renewals, and regulatory filings under the Partnership Act.

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Sole Proprietorship Compliance

Licence renewals, professional tax filings, and regulatory compliance for sole proprietorships — keeping the business active and in good standing.

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ROC COMPLIANCE SERVICES

Changes within a company require formal filings with the Registrar of Companies. CAAFT handles every ROC transaction accurately and within prescribed timelines.

Director KYC (DIR-3 KYC Filing)

Annual KYC filing for every DIN holder — mandatory to keep the DIN active and avoid filing blockages.

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Add / Remove Director

Formal director appointment or resignation filed with the ROC — including resolution drafting, Form DIR-12, and MCA submission.

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Increase in Authorized Capital

Filing for increased authorised share capital — board and shareholder resolutions, Form SH-7, and Form MGT-14 within prescribed timelines.

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Registered Office Change

Address change filed correctly with the ROC — within the same city, state, or across states — with all resolutions and Form INC-22 or INC-23.

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Miscellaneous ROC Filings

Routine and event-based MCA filings — AOC-4, MGT-7, ADT-1, and others — prepared accurately and submitted before due dates.

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Company Closure / Winding Up

Managed strike-off or voluntary winding up — resolutions, indemnity bonds, compliance clearances, and STK-2 filing handled completely.

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WHY CHOOSE CAAFT

Businesses trust CAAFT for accurate ROC compliance, timely statutory filings, and dependable secretarial support that grows with their business needs

Never Miss a Deadline

A compliance calendar is maintained for every client entity — with proactive preparation well before due dates.

All Entity Types, One Firm

Compliance across every structure — Private Limited, LLP, OPC, Partnership, and Sole Proprietorship — is managed under one roof.

Experts Who Know the ROC

Hands-on experience with MCA filings and ROC procedures ensures every filing is done right the first time.

Penalties Avoided, Not Just Managed

A proactive approach prevents late fees and director liability — not just helps clients pay them after the fact.

Complete Documentation Trail

Every resolution, filing, and compliance record is maintained and accessible — always ready for audits or due diligence.

Post-Filing Support

ROC queries, returned filings, and clarifications are handled as part of the engagement — not treated as extras.

HOW CAAFT WORKS

  1. Compliance Audit

    The entity's filed returns, pending obligations, lapsed deadlines, and existing notices are reviewed to establish a clear baseline.

  2. Calendar Setup

    A dedicated compliance calendar is built, mapping every due date — annual returns, board meetings, KYC filings, and event-based requirements.

  3. Document Collection

    A focused checklist of required documents — financials, resolutions, or updated details — is sent well ahead of each deadline.

  4. Preparation & Review

    The filing is prepared, resolutions drafted, and an internal review completed before anything is submitted.

  5. Filing & Acknowledgement

    The filing is submitted on the MCA or ROC portal and the acknowledgement or SRN is shared with the client immediately.

  6. Ongoing Monitoring

    The compliance calendar is monitored year-round — with proactive alerts and handling of any ROC correspondence as it arises.

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Compliance Off Your Plate. Penalties Off Your Record.

Whether you need to clear a backlog, stay on top of your annual filings, or handle a specific ROC change - CAAFT manages it all with precision and accountability. We respond within one business day.

No commitment required. Just a focused compliance review with an experienced CA team.

WhatsApp us +91 88700 78870 Usually responds within the hour
Email us info@caaft.com services@caaft.com We respond within 1 business day

Frequently Asked Questions:

Yes. We manage compliance across multiple entities for the same business group - with a consolidated calendar, unified communication, and a single point of contact for all filings. Many of our clients run 2–4 entities and prefer to consolidate their compliance under one firm.

You don't track anything. We maintain your compliance calendar and send you advance reminders before every due date - along with a clear list of what we need from you. Your only job is to respond to our checklist.

That's exactly what our free compliance review is for. We check your MCA records, identify what has been filed, what is overdue, and what penalties have accumulated - and give you a clear action plan before any commitment is made.

No. All ROC and MCA filings are done digitally. Where physical signatures are required - such as on resolutions or indemnity bonds - we courier the documents to you, get them signed, and handle everything else remotely.

We can onboard your entity within 2–3 working days. After the initial compliance review, we set up your calendar, assign a dedicated manager, and begin handling upcoming obligations immediately.

Yes - we will need access to your past MCA filings and company records to build an accurate compliance picture. We guide you through exactly what to share and handle the transition smoothly, without interrupting any ongoing obligations.

No. We work with companies of all sizes - from newly incorporated entities with no turnover to established businesses with complex compliance requirements. Our engagement is scoped to your entity type and volume of filings, not your size.

We handle it. If any filing is returned, queried, or requires resubmission, we address it as part of the engagement - at no additional charge for standard corrections. You will not receive a rejection notice and be left to figure it out yourself.